Regulatory Information for Professional Traders

If you’re an individual investor, disregard the following – if you’re a professional this may be of interest to you.

If you are subject to the new Registration and Qualification requirements for the Series 56, Series 14 or Series 24, the deadline to comply with these requirements has been extended from September 19th to October 29, 2011

The CBOE announced this in a Regulatory Circular (RG11-100) yesterday, which can be found at cboe.com. 

The Options Institute has a study guide available for the Series 56 exam. Details on this can be found under Information Circular under IC11-067.

Kearney